UC Policies

UC Davis Policy & Procedure Manual:

• Section 230-05, Individual Conflicts of Interest Involving Research
• Section 230-07, Public Health Service Regulations on Objectivity in Research.
• Section 320-20, Privacy of and Access to Personal Information.
• Section 380-16, Conflict of Interest.
• Section 380-17, Improper Governmental Activities/Whistleblower Protection.
• Section 380-55, Acceptance or Offering of Gifts by University Employees.

UC Davis 230-05 COI Standard Operating Procedure (SOP): 230-05 SOP

UC Davis IRB Standard Operating Procedure (SOP): HRP-055.

Academic Personnel Manual:

• Section APM-015, Faculty Code of Conduct; and UCD-015, Procedures for Faculty Misconduct Allegations.
• Section APM-016, University Policy on Faculty Conduct and the Administration of Discipline; and UCD-016, Procedures for Faculty Discipline.
• Section APM-025 and UCD-025, Conflict of Commitment and Outside Activities of Faculty Members.
• Section APM-028, Disclosure of Financial Interest in Private Sponsors of Research.
• Section APM-140 and UCD-140, Non-Senate Academic Appointees/Grievances.
• Section APM-210-1, Appendix A, Statement on Professional Ethics.

Academic Senate Bylaw 335, Privilege and Tenure: Divisional Committees—Grievance Cases (May 23, 2001), and Davis Division Bylaw 87, Privilege and Tenure.

Personnel Policies for Staff Members:

• UC Policy 62 and UCD Procedure 62, Corrective Action.
• UC Policy 64 and UCD Procedure 64, Termination and Job Abandonment.
• UC Policy 70 and UCD Procedure 70, Complaint Resolution.
• UC Policy 82, Conflict of Interest.
• Personnel Policies for Senior Management Group.

UC Davis Health Hospital Policies and Procedures:

• Section 1705, Conflict of Interest.
• Section 2204, Vendor Relationships.

UC Office of the President:

• BFB G-44, Guidelines on Accepting and Managing Equity When Licensing University Technology.
• UC Compendium of Conflict of Interest And Integrity Policies–Guidance.
• Conflict of Interest Code.
• Policy on Disclosure of Financial Interests and Management of Conflicts of Interest Related to Sponsored Projects.
• Standards of Ethical Conduct.

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Federal Laws and Regulations

1. Code of Federal Regulations (CFR):

• • Title 21, Part 54, Financial Disclosure by Clinical Investigators.
  • Title 42, Part 50, Section 50.604, Institutional Responsibility Regarding Conflicting Interests of Investigators.
  • Title 45, Part 94, Responsible Prospective Contractors.

1. U.S. Code Title 41, Sections 51-58, Anti-Kickback Act of 1986.
2. OMB Circular A-110, Uniform Administrative Requirements for Grants and Agreements With Institutions of Higher Education, Hospitals, and Other Non-Profit Organizations.

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California State Laws and Regulations

1. Government Code Section 81000 et. seq., Political Reform Act.
2. California Code of Regulations, Title 2, Division 6, Section 18110 et. seq., Regulations of the Fair Political Practices Committee.

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